Investment Structures - Sponsor or Participate
Our investments will generally take the form of either "sponsored deals" or "financing participation deals."
Sponsored Deal
In a sponsored deal, we are generally the lead or primary investor, and are principally responsible for setting the terms and conditions of the investment, establishing the going public process, milestones and timing, and providing going public assistance and guidance.
Financing Participation Deal
In a financing participation deal, typically we participate in a current private offering round being self-underwritten by the potential portfolio company or distributed by placement agents. Typically, the terms of a financing participation deal are already established by the issuer and/or placement agent and are consistent with a financing intended to be the last financing prior to an initial public offering. Issuers in these types of deals generally have a greater level of public company experience or knowledge amongst its management team and principal investors and an expectation to go public within our targeted time frame.
For additional information or to submit a business plan, please contact Kyle Rogers at (720) 889-0132 or kr@KeatingInvestments.com.
You may also download our Executive Summary for additional information.